Regulatory Compliance

Regulatory Compliance in digital assets is not a one-time exercise. MiCA, DORA, and applicable frameworks in other jurisdictions impose ongoing obligations - licensing requirements, reserve and capital thresholds, reporting cadences, and operational standards - that require active management, not just initial implementation.
Polka advices on the full compliance lifecycle: from initial gap analysis and licensing readiness through compliance programme design and ongoing regulatory reporting obligations.

Compliance Readiness
- Regulatory gap analysis against applicable frameworks
- Licensing roadmap and application support
- Reserve, capital, and safeguarding requirements review
- Compliance programme design and implementation

Ongoing Regulatory Obligations
- Periodic regulatory reporting to NCAs and competent authorities
- Reserve and capital adequacy monitoring and reporting
- Incident reporting frameworks (DORA)
- Regulatory change monitoring and horizon scanning
- Support for regulatory inspections and supervisory enquiries

Who this is for: CASPs seeking/holding MiCA authorisation • Stablecoin issuers • Exchanges and digital assets platforms building compliance programmes • Banks and fintechs mapping digital assets activities againts applicable frameworks.

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